Jie (SFC:BNV460) Hu
胡洁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:BNV460) Hu (胡洁), a licensed former licensee with CE reference BNV460. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-09-23 | 2026-01-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-09-23 | 2026-01-23 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-04 | 2021-08-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-04 | 2021-08-24 |