Xi (SFC:BNU854) Chen
陳曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:BNU854) Chen (陳曦), CE reference BNU854. Currently licensed at 1 firm(s): HuaAn Asset Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-11 | present |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-08-24 | present |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-10 | present |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-15 | 2021-07-09 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-23 | 2021-07-09 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-15 | 2019-07-26 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-11-15 | 2019-07-26 |