Zihan Mao
毛子涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zihan Mao (毛子涵), a licensed former licensee with CE reference BNU412. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-10-12 | 2023-05-31 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 — Advising on securities | 2020-10-12 | 2023-05-31 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 9 — Asset management | 2020-10-12 | 2023-05-31 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2018-11-08 | 2020-07-31 |