Liu Yang
楊柳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liu Yang (楊柳), a licensed former licensee with CE reference BNU351. This person has 7.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-08 | 2026-02-23 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-11-08 | 2026-02-23 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-08 | 2024-08-05 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-08 | 2024-08-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Liu Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.