Benjamin Pierce Pollock

CE No. BNS463 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Pierce Pollock, a licensed Responsible Officer with CE reference BNS463. Currently licensed at 1 firm(s): LINGJUN CAPITAL (HONG KONG) LIMITED. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.5 years of SFC licence history. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
LINGJUN CAPITAL (HONG KONG) LIMITED
靈均資本香港有限公司
RO Type 4 - Advising on securities 2026-07-06 present
LINGJUN CAPITAL (HONG KONG) LIMITED
靈均資本香港有限公司
RO Type 9 - Asset management 2026-07-06 present
LINGJUN CAPITAL (HONG KONG) LIMITED
靈均資本香港有限公司
Rep Type 4 - Advising on securities 2026-05-29 2026-07-06
LINGJUN CAPITAL (HONG KONG) LIMITED
靈均資本香港有限公司
Rep Type 9 - Asset management 2026-05-29 2026-07-06
Jasper Capital Hong Kong Limited RO Type 4 - Advising on securities 2024-10-02 2026-05-14
Jasper Capital Hong Kong Limited RO Type 9 - Asset management 2024-10-02 2026-05-14
Jasper Capital Hong Kong Limited Rep Type 4 - Advising on securities 2024-08-20 2024-10-02
Jasper Capital Hong Kong Limited Rep Type 9 - Asset management 2024-08-20 2024-10-02
EnSphere Investment Management Limited Rep Type 9 - Asset management 2022-06-02 2024-04-12
Jasper Capital Hong Kong Limited Rep Type 4 - Advising on securities 2018-11-26 2022-05-13
Jasper Capital Hong Kong Limited Rep Type 9 - Asset management 2018-11-26 2022-05-13

Related