Ka Wai Fan
范嘉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Fan (范嘉慧), CE reference BNR833. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Futures Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-11 | present |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-02-11 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-11 | present |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-26 | 2024-12-01 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-11-26 | 2024-12-01 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-26 | 2024-12-01 |
| Asia Pacific Asset Management Limited 亞太資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-26 | 2024-12-01 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-18 | 2024-08-30 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-24 | 2024-08-30 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-24 | 2024-08-30 |