Yi-Ting Lai
賴怡婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-Ting Lai (賴怡婷), a licensed former licensee with CE reference BNP460. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-08 | 2021-11-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-10-08 | 2021-11-17 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-08 | 2021-11-17 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-08 | 2021-11-17 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2018-10-08 | 2021-11-17 |