Lijian Gu
顧立見
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lijian Gu (顧立見), a licensed former licensee with CE reference BNO716. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-18 | 2019-09-20 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-18 | 2019-09-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-18 | 2019-09-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-18 | 2019-09-20 |