Sin Wa Yip
葉倩樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Wa Yip (葉倩樺), a licensed former licensee with CE reference BNO475. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-25 | 2022-03-08 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-25 | 2022-03-08 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-09-03 | 2021-03-10 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-17 | 2021-03-10 |