Sarah Frances Tessler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Frances Tessler, a licensed former licensee with CE reference BNO044. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-09-13 | 2018-09-28 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-09-13 | 2018-09-28 |