Yu Tian
田雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Tian (田雨), a licensed former licensee with CE reference BNM995. This person has 3.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-02 | 2021-10-15 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-02 | 2021-10-15 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-03 | 2021-03-02 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-03 | 2021-10-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Tian during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.