Clement Kai Yuen Wong
黃啟源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clement Kai Yuen Wong (黃啟源), a licensed former licensee with CE reference BLF209. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-26 | 2022-10-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-16 | 2022-10-07 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-16 | 2022-10-07 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-27 | 2021-08-27 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-10-10 | 2021-08-27 |