Zhijian Guo
郭智健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhijian Guo (郭智健), CE reference BNM903. Currently licensed at 3 firm(s): CITIC Securities Brokerage (HK) Limited, CITIC Securities International Global Markets Limited, CITIC Securities Futures (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-16 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-16 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-12-16 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-12-16 | present |
| Macquarie Markets Trading Limited | Rep | Type 1 — Dealing in securities | 2021-02-22 | 2022-07-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-14 | 2022-07-22 |