Dongfang Zhao
趙東方
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dongfang Zhao (趙東方), a licensed former licensee with CE reference BNK367. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2023-01-03 | 2024-06-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2023-01-03 | 2024-06-08 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-23 | 2020-10-16 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-23 | 2020-10-16 |