Xiaojue Tao
陶曉珏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaojue Tao (陶曉珏), a licensed Representative with CE reference BNI839. Currently licensed at 2 firm(s): Morgan Stanley Hong Kong Securities Limited, Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2023-06-08 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2023-06-08 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-14 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2018-09-14 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-14 | 2023-06-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-09-14 | 2023-06-08 |