Yuning Wang
王宇宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuning Wang (王宇宁), a licensed former licensee with CE reference BNH429. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-27 | 2020-01-10 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-12-27 | 2020-01-10 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-27 | 2020-01-10 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-16 | 2019-05-29 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-16 | 2019-05-29 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-16 | 2019-05-29 |