Xiyuan Du
杜茜圓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiyuan Du (杜茜圓), a licensed Representative with CE reference BNG836. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-09-10 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-09-10 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-09-10 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-09-10 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-09-10 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-09-10 | 2024-02-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2018-08-10 | 2020-09-18 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2018-08-10 | 2020-09-18 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2018-08-10 | 2020-09-18 |