Ying (SFC:BND754) Chen
陳瑛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:BND754) Chen (陳瑛), CE reference BND754. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-17 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-17 | present |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-21 | 2021-10-06 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-04-21 | 2021-10-06 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 9 — Asset management | 2021-04-21 | 2021-10-06 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-07-27 | 2018-12-17 |