Shaurya Pratap Singh Visen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaurya Pratap Singh Visen ( ), a licensed former licensee with CE reference BND225. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2026-03-20 | 2026-03-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2025-11-25 | 2025-11-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2025-09-16 | 2025-09-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2025-06-17 | 2025-06-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2025-03-11 | 2025-03-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-10-18 | 2024-10-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-07-02 | 2024-07-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-01-05 | 2024-01-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-06-26 | 2020-12-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2018-06-26 | 2020-12-08 |