Ka Wai (SFC:BNC194) So
蘇嘉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:BNC194) So (蘇嘉慧), CE reference BNC194. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-03-18 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-02-23 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-25 | 2021-01-13 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2018-07-25 | 2020-01-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-25 | 2020-01-02 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2018-07-25 | 2020-01-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-07-25 | 2020-01-02 |