Ye (SFC:BNB421) Zhao
趙燁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye (SFC:BNB421) Zhao (趙燁), a licensed Representative with CE reference BNB421. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-05-23 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-05-23 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2022-05-23 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-17 | 2022-03-18 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2018-07-17 | 2022-03-18 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2018-07-17 | 2022-03-18 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2018-07-17 | 2022-03-18 |