Lu Wan
萬璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Wan (萬璐), a licensed Representative with CE reference BMT254. Currently licensed at 1 firm(s): CITIC Securities International Global Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-18 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-18 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-09 | 2021-01-07 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-09 | 2021-01-07 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-09 | 2021-01-07 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-14 | 2019-07-28 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-14 | 2019-07-28 |
| Zinvest Capital Management Limited 尊嘉資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-14 | 2019-07-28 |