Peipei Yao
姚佩佩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peipei Yao (姚佩佩), a licensed former licensee with CE reference BMR294. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 - Dealing in securities | 2020-09-30 | 2020-11-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-06 | 2020-11-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 - Providing automated trading services | 2019-06-06 | 2020-11-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-05-11 | 2019-03-07 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-11 | 2019-03-07 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-05-11 | 2019-03-07 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2018-05-11 | 2019-03-07 |