Ran (SFC:BMR086) Li
李然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ran (SFC:BMR086) Li (李然), a licensed former licensee with CE reference BMR086. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-11-30 | 2022-03-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-10-19 | 2025-10-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-14 | 2025-10-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-14 | 2025-10-15 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-12 | 2020-10-03 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-12 | 2020-10-03 |