Etienne Plisson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Etienne Plisson, a licensed Representative with CE reference BMP225. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-05-04 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-05-04 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2022-05-04 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-16 | 2022-02-11 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2018-04-16 | 2022-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-16 | 2022-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-04-16 | 2022-02-11 |