Koichi Sugimoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koichi Sugimoto ( ), a licensed former licensee with CE reference AYI537. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-14 | 2020-06-15 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-27 | 2013-10-24 |