Alexander David Sacco
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander David Sacco ( ), a licensed former licensee with CE reference BMH784. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-03-27 | 2026-04-03 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-09-12 | 2025-09-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-02 | 2025-05-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-09-10 | 2024-09-14 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-10-24 | 2023-10-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-06-21 | 2020-08-31 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-06-21 | 2020-08-31 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-06-21 | 2020-08-31 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-06-21 | 2020-08-31 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2018-06-21 | 2020-08-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-05-25 | 2018-06-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-02-09 | 2018-02-15 |