Guillaume Raphael Maximilien Hercot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guillaume Raphael Maximilien Hercot ( ), a licensed former licensee with CE reference BMH781. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-02-14 | 2022-04-06 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-02-14 | 2022-04-06 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-02-14 | 2022-04-06 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-02-14 | 2022-04-06 |