Carlo Possenti
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlo Possenti ( ), a licensed former licensee with CE reference BMC568. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-29 | 2018-04-27 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-01-29 | 2018-04-27 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-01-29 | 2018-04-27 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-01-29 | 2018-04-27 |