Tom Nathan Fleming
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tom Nathan Fleming ( ), a licensed former licensee with CE reference BMA856. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2026-01-23 | 2026-01-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2026-01-23 | 2026-01-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2026-01-23 | 2026-01-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2026-01-23 | 2026-01-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-01-24 | 2018-02-05 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-01-24 | 2018-02-05 |