Pulan Li
李譜藍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pulan Li (李譜藍), a licensed former licensee with CE reference BLU489. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2021-08-20 | 2021-12-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-08-02 | 2021-12-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-12-06 | 2021-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-02 | 2018-11-23 |