Xue Peng
彭雪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xue Peng (彭雪), a licensed former licensee with CE reference BLP964. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-06-18 | 2023-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-06-18 | 2023-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-06-18 | 2023-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-06-18 | 2023-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-06-18 | 2023-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-06-18 | 2023-08-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-08 | 2019-05-31 |