Steven Paul Frederick Ward
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Paul Frederick Ward ( ), a licensed former licensee with CE reference BLN654. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-01-06 | 2020-01-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-01-06 | 2020-01-09 |