Yaobo Gu
顧遙菠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yaobo Gu (顧遙菠), a licensed former licensee with CE reference BLN626. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-11-22 | 2021-03-12 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-11-22 | 2021-03-12 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-11-22 | 2021-03-12 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2017-11-22 | 2021-03-12 |