Ho Ting (SFC:BLK723) Lui
呂浩霆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ting (SFC:BLK723) Lui (呂浩霆), CE reference BLK723. Currently licensed at 2 firm(s): CMBC Securities Company Limited, CMBC International Futures Company Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-19 | present |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-19 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-19 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-02 | 2019-04-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-02 | 2019-04-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-21 | 2018-09-14 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-02 | 2018-09-14 |