Shiyan Liu
劉詩妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiyan Liu (劉詩妍), a licensed former licensee with CE reference BLK641. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-18 | 2020-09-27 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-18 | 2020-09-27 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-17 | 2019-01-31 |