Zheshi Xie
謝哲士
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zheshi Xie (謝哲士), a licensed former licensee with CE reference BLJ203. This person has 3.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-11-08 | 2021-03-26 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-11-08 | 2021-03-26 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2017-11-08 | 2021-03-26 |