Lei (SFC:BLE460) Shi
時磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei (SFC:BLE460) Shi (時磊), CE reference BLE460. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-06-06 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-19 | 2022-04-08 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-19 | 2022-04-08 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-12-06 | 2022-04-08 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-10 | 2019-10-25 |