Dajian Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dajian Chen ( ), a licensed former licensee with CE reference BLD303. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-12 | 2017-12-08 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-10-12 | 2017-12-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-10-12 | 2017-12-08 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2017-10-12 | 2017-12-08 |