Ho Kwong Herbert Shek
石皓光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Kwong Herbert Shek (石皓光), a licensed Representative with CE reference BLC365. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-06-17 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-09 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2017-10-03 | 2021-03-31 |