Qian (SFC:BLB398) Yu
余謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian (SFC:BLB398) Yu (余謙), CE reference BLB398. Currently licensed at 1 firm(s): RBC Global Asset Management (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-01 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-01 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-12-01 | present |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-10-17 | 2021-06-30 |