Ka Yi Nakita Tse
謝嘉宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yi Nakita Tse (謝嘉宜), a licensed former licensee with CE reference BKZ927. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-12-27 | 2021-05-08 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-27 | 2021-05-08 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-09 | 2018-06-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-09 | 2018-06-02 |