Li Ning Guo
郭力寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Ning Guo (郭力寧), a licensed former licensee with CE reference BKU075. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-11 | 2024-07-31 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-11 | 2024-07-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-22 | 2024-04-08 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-22 | 2024-04-08 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-22 | 2024-04-08 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-22 | 2024-04-08 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-09 | 2023-09-29 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-22 | 2021-09-23 |