Shing Fung Lau

劉盛豐
CE No. BKP938 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Fung Lau (劉盛豐), a licensed former licensee with CE reference BKP938. This person has 3.5 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2019-09-16 2021-08-31
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 - Dealing in securities 2019-08-14 2021-08-31
Guotai Junan FX Limited
國泰君安外匯有限公司
Rep Type 3 - Leveraged foreign exchange trading 2019-08-14 2021-08-31
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities 2018-04-23 2019-03-14
iBest Investment Services Limited Rep Type 3 - Leveraged foreign exchange trading 2018-04-23 2019-01-25
iBest Consultants Limited Rep Type 1 - Dealing in securities 2017-10-03 2019-01-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Fung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lu Lu Guotai Junan FX Limited 2019–2021
Man Tik Chan Guotai Junan FX Limited 2019–2021
Calvin Tak Man Chan Guotai Junan FX Limited 2019–2021
Yingying Chen Guotai Junan FX Limited 2019–2021
Pinky Lai Ping Kan Guotai Junan FX Limited 2019–2021
Mei Lau Guotai Junan FX Limited 2019–2021
Christine Pritchard Guotai Junan FX Limited 2019–2021
Gang Wang Guotai Junan FX Limited 2019–2021
Bryan Pui Yuen Wong Guotai Junan FX Limited 2019–2021
Hongjian Wu Guotai Junan FX Limited 2019–2021
Qiong Wu Guotai Junan FX Limited 2019–2021
Ka Ho Yan Guotai Junan FX Limited 2019–2021
Daisy Wing Yi Yu Guotai Junan FX Limited 2019–2021
Pui Ming Cheng Guotai Junan FX Limited 2019–2021
Pui Chuen Kwong Guotai Junan FX Limited 2019–2021
Yiyun Huang Guotai Junan FX Limited 2019–2021
Chung Mun Wong Guotai Junan FX Limited 2019–2021
Wai Kwong Tsoi Guotai Junan FX Limited 2019–2021
Tze Fung Yeung Guotai Junan FX Limited 2019–2021
Chung Him Chi Guotai Junan FX Limited 2019–2021
Explore the interactive colleague network →

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