Shing Fung Lau
劉盛豐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Fung Lau (劉盛豐), a licensed former licensee with CE reference BKP938. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-16 | 2021-08-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-14 | 2021-08-31 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2019-08-14 | 2021-08-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-23 | 2019-03-14 |
| iBest Investment Services Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2018-04-23 | 2019-01-25 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-01-15 |