Nanxi Zhao
趙南茜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nanxi Zhao (趙南茜), a licensed former licensee with CE reference BKO984. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-14 | 2025-12-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-15 | 2025-12-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-08-15 | 2025-12-31 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-18 | 2022-08-12 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-18 | 2022-08-12 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-18 | 2022-08-12 |