Shivaraj Sri Ramanathan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shivaraj Sri Ramanathan ( ), a licensed former licensee with CE reference BKN105. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-08-16 | 2019-03-14 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-16 | 2019-03-14 |