Charles Maximilian Young
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Maximilian Young ( ), a licensed former licensee with CE reference BKL907. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-08-29 | 2025-03-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-08-29 | 2025-03-14 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2022-08-29 | 2025-03-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-12-28 | 2022-06-03 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-23 | 2022-06-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-11 | 2021-12-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2017-09-11 | 2020-05-25 |