Xinyi (SFC:BKK367) Zhang
章心怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyi (SFC:BKK367) Zhang (章心怡), a licensed former licensee with CE reference BKK367. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RL Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2025-06-24 | 2026-03-17 |
| RL Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2025-06-24 | 2026-03-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-10-20 | 2025-05-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-21 | 2025-05-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-21 | 2025-05-06 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-09 | 2020-04-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-09 | 2020-04-24 |