Yi (SFC:BKH673) Chan
陳怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BKH673) Chan (陳怡), a licensed former licensee with CE reference BKH673. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-08-09 | 2023-03-07 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-08-09 | 2023-03-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-07-19 | 2023-03-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-07-19 | 2023-03-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-19 | 2023-03-07 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-19 | 2023-03-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-16 | 2021-05-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-16 | 2021-05-21 |