Jing (SFC:BKE827) Wu
吳晶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing (SFC:BKE827) Wu (吳晶), a licensed former licensee with CE reference BKE827. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-23 | 2022-12-05 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-23 | 2022-12-05 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-01-23 | 2022-12-05 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-08 | 2022-12-05 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-08-12 | 2019-09-27 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-11 | 2019-09-27 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-09 | 2019-07-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-09 | 2019-07-02 |